CPU endgame: stats pass (Wilson/McNemar/pooled hard), final figures, PAPER.md rewrite around amortizable-content thesis

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
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# Retrofitting Latent Planning onto a Frozen Language Model via Workspace Recurrence
# Latent Planning by Workspace Recurrence: an Interpretability-Placed Implant, and What It Actually Buys
*Working draft, 2026-07-14. All experiments: google/gemma-4-E2B-it (frozen), single DGX Spark. Code and artifacts: `~/jspace`.*
*Final-data draft, 2026-07-14. Base models: google/gemma-4-E2B-it and
gemma-4-12B-it, both frozen. Hardware: DGX Spark + rented 2×/8×H100 nodes.
Code, per-item logs, and pre-registrations: `~/jspace` (git). Statistics:
`results-loop/STATS.md`.*
## Abstract
Interpretability work with an averaged-Jacobian lens ("J-lens") shows that
mid-depth layers of a pretrained language model form a *workspace*: a band of
layers that holds verbalizable, unspoken intermediate content. We ask whether
that band can be **iterated in place** — spending more serial compute per
input without emitting reasoning tokens — on a *frozen* model. A naive loop
diverges: the band is not a self-map. We show that a 1.6M-parameter
**anchor-dominant merge adapter** (0.03% of the model) at the band entrance
makes the recurrence a stable fixed-point iteration, and that training only
this adapter — with self-generated, verifier-filtered supervision and a
difficulty→depth curriculum — turns iteration into computation. On MBPP,
looping the workspace over the prompt ("latent planning") raises pass@1 on
plan-dependent problems from **5.5% to 30.943.6%** (three seeds, full test
set, execution-verified); overall accuracy is unchanged-to-slightly-improved
(51.8% → 51.853.8%, within noise at n=500) — the method's value is
cost-shaped (silent, prefill-parallel, no per-token overhead), not
accuracy-dominance. Controls attribute the hard-bucket gain to the
recurrence itself: a same-size adapter trained on identical data *without*
the loop reaches only 17.9%, exactly matching the untrained loop. On GSM8K the picture inverts — no recurrent variant beats the
weights-only control — and a four-arm decomposition localizes why: the loop
performs *plan refinement*, which code synthesis needs and answer-time
arithmetic does not. The J-lens provides both the intervention's design
(where to loop) and its verification (latent concepts sharpen ~8× per
converged iteration). Because the looped prompt states are constant during
generation, latent planning is prefill-shaped and adds no per-token cost.
Interpretability work with an averaged-Jacobian lens ("J-lens") partitions a
pretrained language model's depth into regimes, including a mid-depth
*workspace* band that holds verbalizable, unspoken intermediate content. We
retrofit recurrence onto this band in a **frozen** model: a 1.6M-parameter
anchor-dominant merge adapter (0.03% of parameters) at the band entrance
turns the non-self-map band into a stable fixed-point iteration, trained with
self-generated, verifier-filtered supervision. Looping the workspace over the
prompt ("latent planning") raises pass@1 on plan-dependent MBPP problems from
5.5% to 43.6% (seed mean 37.5±5.5), with zero visible tokens and zero
additional decode cost. The effect is real and highly reliable — pooled
across MBPP, HumanEval, and Rust/MultiPL-E, the plan-dependent bucket moves
from 4.2% to 35.6% (McNemar p≈1.5e-10) — and **placement is a law, not a
convenience**: the gain appears only when the loop enters at the
lens-identified boundary (L14), collapsing at L13 and below and structurally
nulling above.
## 1. Introduction
But a complete attribution program deflates the mechanism's mystique.
(i) **The loop's content is amortizable**: distilling the model's own
explicit plans into the same-size adapter — no recurrence at inference —
matches or exceeds the loop on the same bucket (mean over 8 runs 45.7±4.6 vs
37.5±5.5, paired difference n.s.), and the two do not stack; running the
loop on top of the distilled adapter *degrades* it. (ii) **Width rivals
depth**: 16 trained pause registers reach 36.4% on the same bucket.
(iii) **Compute-matched token baselines are uncomfortable**: best-of-3
sampling beats every latent arm on overall accuracy (57.2% vs ≤55.2%), and a
50-token visible plan matches the loop on the hard bucket (40.0%). What
survives is precise: the implant specializes in exactly the plan-dependent
slice at zero token and zero decode cost, transfers with the substrate
rather than the task, and its placement is dictated by the lens. At 12B a
constant merge coefficient destroys the substrate; making the coefficient
state-dependent (a 3.8K-parameter gate) restores it on MBPP
(hard 11.4%→27.3% with overall preserved) but not on Blocksworld or GSM8K —
the stability dial that unifies this work with McLeish et al. (2511.07384)
and Lys et al. (2602.14759) is task- and scale-dependent.
Large language models buy reasoning accuracy with emitted tokens: chains of
thought give the network more serial passes, at the cost of latency, output
tokens, and bandwidth-bound decode. Recurrent-depth architectures (Universal
Transformers; DEQs; Huginn, arXiv:2502.05171; Mixture-of-Recursions,
arXiv:2507.10524) buy the same serial compute silently — but require
(pre)training the recurrence in at scale.
## 1. What this paper claims
We investigate a middle path: **retrofit** recurrence onto an off-the-shelf
frozen model, using an interpretability signal to decide *where*. The
J-lens (from the "verbalizable global workspace" line of work) partitions
depth into transduction, sensor, workspace, and motor regimes; the workspace
band (L1430 of 35 in our subject model) holds slowly-varying, unspoken
intermediates — e.g. 'spider' before answering "8" to *"the animal that spins
webs has how many legs?"*. If the workspace approximates "iterate toward a
settled representation", looping it should deepen computation without
parameters. The contributions:
1. **A placement law.** The retrofit works if and only if the recurrence
enters at the lens boundary. Entrances at L9L13 (same adapter, data,
curriculum) destroy overall accuracy (1434% vs 52%) while recovering at
most half the hard-bucket gain; entrance at L14 preserves overall and
maximizes the gain (fig_placement). Entrances at L17/L24 are *structurally
null* in this architecture: KV-sharing makes layers ≥15 reuse keys/values
computed at ≤14, so k>0 is bit-identical to k=0 — a hazard for any
retrofit method that skips the mechanistic check. Exit-layer choice is
nearly free (taps 27/30/32/34 within seed noise: hard 3946%). This
answers the open "where to loop" problem named by McLeish et al., and it
is causal, not correlational: the L9-entrance discriminator arm was
trained identically and fails.
1. **A minimal retrofit that works**: an anchor-dominant merge
(`(1−α)e + α·ŝ + MLP([e;ŝ])`, α=0.3, MLP zero-init, 1.6M params) makes
the frozen band a stable, answer-preserving recurrence; training only the
merge makes iterations *sharpen* rather than hold.
2. **A verified capability gain** on plan-dependent code synthesis, with the
full attribution grid (weights / untrained loop / trained loop / pause
tokens) showing the recurrence is the active ingredient.
3. **A mechanistic boundary**: math inverts the result, and the decomposition
(prompt-side vs generation-side × weights vs recurrence) identifies the
mechanism as plan refinement, not generic extra compute.
4. **Deployment properties**: bit-exact KV-cache-compatible inference (loop
once at prefill), a difficulty gate trained free from the labeling
pipeline, and economics that improve with model scale.
2. **A verified, statistically solid capability gain on a narrow slice.**
Plan-dependent items (the model solves them with an explicit written plan
but not directly): pooled across three benchmarks, 4.2%→35.6%,
p≈1.5e-10. Overall accuracy is statistically unchanged on MBPP
(p=0.34) and improved on HumanEval transfer (58.5%→66.5%, p=0.011).
3. **A deflationary mechanism finding.** The trained loop converges to a
fixed point by k≈34 and behaves as *amortized plan content*, not
iterative computation: plan-distillation into the identical architecture
without recurrence matches it; stacking buys nothing (loop-training a
distill-warmed adapter: 34.5%, below distill alone; running the distilled
adapter in loop mode: drops to 20.0%); deeper k at inference is flat
(k=8: 40.0%). The recurrence is a *training-time scaffold* that lets the
adapter find plan-shaped content — content that can equally be put there
by distillation if plans are available.
4. **A width-vs-depth law.** Trained pause registers (width) capture most of
the plan effect on code; recurrence (depth) is needed only where a state
must *evolve* — on GSM8K generation-side carry beats registers, and on
Blocksworld (pure planning, no world knowledge) the loop lifts hard-split
plans 0%→43% at 2B where everything else fails. Plans are wide; execution
is deep.
5. **Honest economics.** The implant's costs: ≈2.9× prompt-processing FLOPs
(parallel, prefill-shaped), zero decode overhead, bit-exact KV-cache
write-in, k=0 recovers the base model exactly. Its competition at matched
FLOPs: best-of-3 sampling wins overall accuracy outright (57.2%); a
50-token visible plan ties the hard bucket. The value proposition is
*only*: no visible tokens, no decode latency, and the hard-slice
specialization (distill's 46% > budget-CoT's 40% > best-of-3's 33%).
6. **Scale transfers only with a state-dependent stability dial.** At 12B the
2B-tuned constant α=0.3 collapses overall accuracy (72.6%→43.0%); the
damage is present *before* adapter training (untrained-loop arm) and is
not fixed by retuning α or LR. A per-position learned coefficient
α=σ(w·[e;ŝ]+b) restores MBPP (overall 69.4%, hard 11.4%→27.3%) — but
fails to rescue Blocksworld-12B and yields only a marginal GSM8K-12B
overall gain (35.9%→36.7% at k=1), the project's only overall 12B win.
## 2. Method
**Locating the band.** The lens reads residual state h at layer through the
averaged Jacobian J̄_ = E[∂h_final/∂h_] and the unembedding. Depth regimes
follow from what the readout tracks (input echo / abstract content / output
token). On gemma-4-E2B: workspace ≈ L1430 (1.08B params, 58% of decoder).
averaged Jacobian J̄_ = E[∂h_final/∂h_] and the unembedding; depth regimes
follow from what the readout tracks. On gemma-4-E2B: workspace ≈ L1430 of
35; on 12B: L3645 of 48.
**Making the band a self-map.** Feeding L30's output to L14 collapses in one
step (out-space ≠ in-space; norms and content 17 layers "downstream").
Additive anchoring diverges. The fix is DEQ-style input injection done by
hand: with e = L13's output (fixed anchor) and s the fed-back band output,
**Making the band a self-map.** Feeding L30's output back to L14 collapses
(out-space ≠ in-space). With e = L13's output (fixed anchor) and s the
fed-back, norm-matched band output:
L14-in = (1−α)·e + α·(s · |e|/|s|) + MLP([e ; s·|e|/|s|]), α = 0.3.
L14-in = (1−α)·e + α·ŝ + MLP([e ; ŝ]), ŝ = s·|e|/|s|
Zero-initializing the MLP's output layer makes the untrained adapter exactly
the hand merge, which is stable and answer-preserving for ≥11 iterations but
only *holds* content (lens concept flat).
α=0.3 constant at 2B; at 12B, α=σ(w·[e;ŝ]+b) per position (zero-init so
α≈α₀ initially). MLP output zero-init: the untrained adapter is exactly the
hand merge — stable, answer-preserving, content-holding.
**Training only the merge.** Supervision is self-generated and
verifier-filtered (STaR-style): the frozen model attempts each task directly
and with explicit planning/CoT; items it solves only with planning are
"hard", direct solves "easy", neither "drop". Cross-entropy on answer/code
tokens of the *direct* prompt; the model's own verified outputs are the
targets (in-distribution). A **difficulty→depth curriculum** trains easy
items at loop depth k=1, mixed at k=2, hard only at k=24, so loss on hard
items is reducible only through the recurrence. For generation tasks the
loop applies to the **prompt span only** ("latent planning"): generated
tokens run the plain path but attend to the looped prompt states; this
removes exposure bias structurally.
**Training.** STaR-style self-labeling: items the frozen model solves only
with an explicit plan/CoT are "hard", direct solves "easy", neither "drop".
Cross-entropy on answer/code tokens of the direct prompt, model's own
verified outputs as targets. Difficulty→depth curriculum (easy k=1, mixed
k=2, hard k=24). The loop applies to the **prompt span only**; generated
tokens run the plain path but attend to looped prompt states. Variants
trained the same way: **pause-N** (N trained register tokens appended to the
prompt, no recurrence), **plan-distill** (KL from the model's own
plan-in-context distribution into the FF adapter), **rung-2** (warm-started
adapter + entrance-faded LoRA rank 8 on the band's first layers, loop-only
via a global toggle), and **stack** arms (distill-warm + loop training;
distilled adapter evaluated in loop mode).
**Inference cost.** Causality makes the looped prompt states independent of
generated tokens, so they are computed once; a hooked prefill writes them
into the KV cache and generation proceeds natively (verified bit-identical;
≥3.5× faster than recomputation). The concrete overhead at k=4 is 5 passes
over the band's 17/35 layers at prefill — ≈2.9× prompt-processing FLOPs,
parallel across positions — and **zero** additional decode cost. Explicit
planning with ~200 emitted tokens costs more total FLOPs and pays them
serially at bandwidth-bound decode; this asymmetry grows with model size.
**Inference.** Looped prompt states are causally independent of generated
tokens: computed once at prefill, written into the KV cache by a hooked
forward pass, generation native. Verified bit-identical to the slow path.
Cost at k=4: ≈2.9× prefill FLOPs, **zero** decode overhead.
## 3. Results
### 3.1 Latent planning on code (MBPP)
Statistics throughout: Wilson 95% CIs; paired comparisons by exact McNemar;
all headline arms evaluated on the full 500-item MBPP test split (hard
bucket n=55), HumanEval n=164 (hard n=38), Rust/MultiPL-E n=154 (hard n=25),
execution-verified. Label robustness: redefining "hard" as
labeled-hard ∧ k=0-fails-in-all-five-seeds (52/55 items) moves headline
numbers <2 points.
Full 500-item test split, greedy decode, unit-test-verified. Hard bucket =
items the frozen model solves only with an explicit written plan (n=55).
### 3.1 The placement law
| k=4 (prompt-only loops) | hard pass@1 | overall |
![Placement cliff](results-loop/fig_placement.png)
Entrance-layer sweep with everything else fixed. L14 (lens boundary):
hard 43.6%, overall 53.6%. L13: hard 17.9%, overall 34.4%. L9L12: overall
14.030.8% (substrate destroyed). L17/L24 entrances: k>0 ≡ k=0 (KV sharing;
verified bit-identical) — the 12B model has no shared-KV layers, making it
the unconfounded replication. Exit sweep at fixed entrance (L27/30/32/34):
hard 39.346.4%, within seed spread. The lens boundary is necessary; the
exit is a free parameter. (The L23-exit arm died in training and was not
rerun; the four completed exits bracket it.)
### 3.2 The attribution ladder
![Attribution ladder](results-loop/fig_ladder.png)
MBPP hard bucket (plan-dependent, n=55 unless noted):
| arm | hard pass@1 | overall |
|---|---|---|
| baseline (k=0) | 5.5% | 51.8% |
| trained loop, seed 0 | **43.6%** | 53.6% |
| trained loop, seed 1 | **41.8%** | 53.8% |
| trained loop, seed 2 | **30.9%** | 51.8% |
| base (k=0, bit-exact) | 5.5% | 51.8% |
| untrained loop (α-merge only, n=28) | 17.9% | ~52% |
| trained FF, no recurrence (n=28) | 17.9% | ~52% |
| pause-16 registers (width) | 36.4% | 55.2% |
| **trained loop k=4** (seed mean, 5 seeds) | **37.5±5.5** (best 43.6) | 53.6% |
| rung-2: + entrance-faded band LoRA (n=28) | 42.9/46.4 (2 seeds) | 51.2/52.4 |
| **plan-distilled FF** (mean, 8 runs) | **45.7±4.6** (best 49.1) | 55.5% |
| budget-CoT (50 visible tokens) | 40.0% | 53.8% |
| best-of-3 sampling (≈matched FLOPs) | 32.7% | **57.2%** |
| explicit plan in context (ceiling) | 94.5% | 59.0% |
Silent loops recover roughly 40% of what explicit planning achieves, at zero
visible-token cost, with no overall regression (the easy-item perturbation
tax, ~9 points, is offset by hard/drop gains; a gate removes most of it,
§3.4).
Significance structure (McNemar, `STATS.md`): loop vs base on hard,
p=5.7e-6; every latent-arm-vs-latent-arm difference (loop vs distill, distill
vs stack) is **not significant** at n=55; loop vs base *overall* is not
significant on MBPP (p=0.34). The ladder's shape is reliable; its fine
ordering is not.
![MBPP pass@1 vs loop depth](results-loop/loop_eval_code.png)
### 3.3 The decisive tests: nothing stacks
### 3.2 Attribution: the recurrence is the ingredient
If the loop performed genuine iterative computation, plan-distilled content
plus recurrence should compound. It does not:
250-item subset; same data, same 1.6M parameters, same insertion point:
- **Distill-warm + loop training**: hard 34.5% — below distill alone.
- **Distilled adapter run in loop mode**: hard 20.0%, overall 45.8% —
looping *degrades* the distilled weights.
- **Pause-16 + distill**: hard 30.9% — no width stacking either.
- **Inference depth beyond convergence**: k=8 hard 40.0% ≈ k=4 (fixed point,
cos(sₖ,sₖ₋₁)=1.000 by k≈34).
| arm | hard pass@1 |
|---|---|
| baseline | 3.6% |
| untrained loop (α-merge only) | 17.9% |
| trained adapter, **no loop** (weights control) | 17.9% |
| trained **loop** | **42.946.4%** |
Reading: the recurrence is a **training-time scaffold**. The curriculum
forces hard-item loss to be reducible only through the loop, and what the
adapter learns to inject is plan-shaped content — the same content
distillation installs directly when explicit plans are available. The loop's
distinctive value is that it finds this content *without* plan supervision
(STaR labels only say which items needed plans, not what the plans were).
The weights control lands exactly on the untrained-loop value: ~18 points is
what perturbation-plus-format-alignment buys. The remaining ~28 points
require iterating the band. Post-hoc depth selection is excluded by
pre-registration (k=2 fixed on validation before test numbers existed;
k-curves reported descriptively).
### 3.4 Compute-matched honesty
**Checkpoint selection.** No checkpoint was chosen using test or generation
results. Seed 0's checkpoint (step 399) was fixed at training time from the
validation-CE overfitting inflection, before any generation eval of that
adapter; seeds 15 use step 400 by pre-commitment made before those seeds
were trained. We separately report that validation CE is a poor proxy for
generation accuracy (a checkpoint selected by val-CE on a sibling arm
underperformed a later one), which is why the fixed-step rule is used
rather than per-seed val selection.
At approximately matched FLOPs, token-space baselines are strong: best-of-3
sampling wins overall accuracy against every latent arm (57.2%,
CI [52.8, 61.5], vs loop 53.6 [49.2, 57.9] — point estimate higher, CIs
overlap) by preserving easy items perfectly while sampling rescues some hard
ones. A 50-token visible plan ties the loop's hard bucket. The latent
implant's surviving advantages are qualitative: zero visible tokens (silent),
zero decode overhead (prefill-parallel; sampling and CoT pay serially at
bandwidth-bound decode), and the hard-slice crown under distillation (46% vs
40% budget-CoT vs 33% best-of-3). For deployment this means: the implant is
a *latency/token-budget* technology with a side specialization in
plan-dependent items — not an accuracy technology.
### 3.3 The boundary: math
### 3.5 Width vs depth, and the task boundary
On GSM8K, *no* recurrent variant beats the weights-only control. The four-arm
grid (hard bucket) decomposes the failure:
Pause registers (width) reach 36.4% (16 registers; 8: 30.9%, 32: 34.5% — flat
in N) on MBPP hard: static plan content fits in registers. GSM8K inverts the
prompt-side result entirely (no variant beats the weights control
prompt-side), but generation-side *carry* — recurrence across token steps —
doubles the pause control on hard items: arithmetic's serial state evolves
during the answer. Blocksworld at 2B is the purest case: base 0% on hard
splits, loop k=4 43%, everything non-recurrent ≈0. The law: **plans are
wide; execution is deep.** Retrofit recurrence pays off precisely where a
latent state must be *revised*, not merely *held*.
| GSM8K hard | prompt-side only | touches generation |
|---|---|---|
| feedforward weights | **11.8%** | 4.7% (pause-token control) |
| recurrence | 6.38.7% (prompt loop) | 9.4% (cross-token carry) |
### 3.6 Scale: the stability dial
Orthogonal effects: perturbing free-running generation positions is costly
for either mechanism; recurrence beats weights only where a state must
evolve (the generation side — carry doubles the pause control in-harness),
and loses on the static prompt side. No variant beats the 10.5% overall
baseline. Reading: the trained loop performs **plan refinement**; code
synthesis is plan-shaped, multi-step arithmetic is not — its serial
computation happens during the answer, and one frozen band pass per token
cannot perform it silently at 2B. CoT tokens remain load-bearing for math.
(Hard-bucket cells carry an outcome-selection caveat — buckets were defined
by greedy baseline outcomes; sampled relabeling is in progress — so the math
conclusion is stated on overall numbers.)
![Cross-scale grid](results-loop/fig_scale.png)
### 3.4 Mechanism and deployment
At 12B (no shared KV — unconfounded), constant α=0.3: overall collapses
72.6%→43.0% at k=4 while hard limps to 11.4%. The untrained-loop arm shows
the damage precedes adapter training; α=0.15 and LR retuning do not fix it
(47.6/52.6% overall). The state-dependent coefficient does, on MBPP:
overall 69.4% (base 72.4%), hard 11.4%→27.3%. It does **not** rescue
Blocksworld-12B (easy items destroyed at k=4; constant-α had reached hard
40% but also destroyed easy) and yields only +0.8 points overall on
GSM8K-12B (35.9→36.7 at k=1, hard 1.6→10.6) — the sole overall-accuracy win
of the program, and a marginal one. Conclusion: the anchor coefficient is
the load-bearing stability control, its correct *form* (not just value)
changes with scale, and per-task tuning remains unavoidable.
**Fixed point.** The trained loop takes a large first step
(cos(s₁,s₀)=0.926 vs 0.977 untrained) and converges bit-exactly by k≈34
(cos=1.000), where accuracy and lens-sharpening plateau — extra iterations
are no-ops, explaining the k-curve shape.
### 3.7 Transfer: substrate, not task
![Loop convergence dynamics](results-loop/loop_dynamics.png)
![Transfer panel](results-loop/fig_transfer.png)
**Lens verification.** P(latent concept) under the J-lens at the band exit
rises 0.015→0.13 across iterations after training (~8× the untrained
control, which only holds). The same lens that located the band verifies
that looping deepens its computation — and makes the silent reasoning
inspectable.
MBPP-trained implants applied unchanged: **HumanEval** overall 58.5%→66.5%
(loop k=4, p=0.011; hard 0→31.6%); notably the *untrained* merge already
reaches 64.6% and the transferred pause adapter 66.5% (hard 38.9%) — the
transfer is substrate-shaped (a generically useful perturbation+content
mode), not task-memorized. **Rust/MultiPL-E** (Python-trained, different
language, compile-run-verified): hard 8.0%→24.0% (p=0.125 at n=25 —
directionally consistent, underpowered). **Blocksworld** MBPP-transfer:
hard 0→14.3% (task-trained: 43%). Content transfers where the substrate's
plan-representation overlaps; task-specific training still dominates.
**Gate.** A logistic probe on the k=0 workspace state (supervised for free
by the STaR labels) routes prompts: predicted-easy at k=0, predicted-hard at
k=4. Result: overall equal to the best uniform depth with easy items fully
preserved (97.5% vs 98.4% baseline); probe precision (19% at 64% recall) is
the current ceiling.
### 3.8 Mechanism, verification, deployment
**Negative results with content.** Mixed-task (code+math) training regressed
both tasks versus dedicated adapters, despite indistinguishable validation
CE — cross-entropy parity does not predict generation parity. Validation-CE
checkpoint selection likewise failed to track generation accuracy.
The trained loop takes a large first step (cos(s₁,s₀)=0.926 vs 0.977
untrained) and converges bit-exactly by k≈34; accuracy and lens-sharpening
plateau there. P(latent concept) under the J-lens at the band exit rises
0.015→0.13 across iterations (~8× the untrained hold) — the lens that placed
the implant also renders its silent content inspectable. The STaR labels
train a free difficulty gate (route predicted-hard to k=4, else k=0);
gate quality (19% precision at 64% recall) is the current ceiling on
removing the easy-item perturbation tax. k=0 is the exact base model by
construction — the implant is removable at token granularity.
**General-capability panel** (ARC-Challenge, WinoGrande, HellaSwag, MMLU;
length-normalized MC scoring with the loop applied to the context span) is
running on the Spark; results will quantify what k>0 does to off-task
abilities. [PENDING — fill on completion.]
### 3.9 Negative results with content
Mixed-task (code+math) training regressed both tasks at equal validation CE
— CE parity does not predict generation parity, and validation-CE checkpoint
selection fails likewise (fixed-step pre-commitment used instead; no
checkpoint was selected on test or generation results). GSM8K distillation
collapsed to empty outputs twice (E2B first attempt, 12B) on 3-token targets
under KL-dominant loss; a CE-dominant retry at E2B trained but reached only
hard 4.7%. Plan-distillation on GSM8K underperforms its MBPP twin even when
training succeeds: consistent with §3.5, there is little static plan content
for math to amortize.
## 4. Related work
Two recent papers bracket this work. **McLeish et al. (arXiv:2511.07384)**
retrofit depth-recurrence into pretrained 1B models via layer surgery +
continued pretraining (~50B tokens, all parameters, Muon, recurrence
curriculum to r=32): the generic claims "retrofitted recurrence works and
beats the non-recurrent parent" and "pretrain-then-convert" are theirs, at
~5 orders of magnitude more training cost than ours. They name layer choice
as an open problem; our lens-derived band with its causal backing (anchor
cliff at L14, tap invariance, wrong-band ≈ 0, KV-sharing hazard) is a direct
answer to it. Unlike their surgery (which needs a healing phase), our k=0
exactly recovers the base model. **Lys et al. (arXiv:2602.14759)** loop
frozen models training-free and show naive looping degrades (distribution
shift) while interpolating with the un-looped state rescues it — independent
convergent evidence for our anchor-dominant merge; their whole setting
corresponds to the untrained cell of our attribution table (17.9% hard =
our FF/untrained level), evaluated by likelihood rather than execution.
**McLeish et al. (arXiv:2511.07384)** retrofit depth-recurrence via layer
surgery + ~50B-token continued pretraining of all parameters; they name
layer choice as an open problem — §3.1 is a causal answer. Their surgery
needs a healing phase; our k=0 is exactly the base model. **Lys et al.
(arXiv:2602.14759)** loop frozen models training-free; their finding that
naive looping degrades while interpolation with the un-looped state rescues
it is independent convergent evidence for anchor-dominance, and their
setting is the untrained cell of our ladder (17.9%).
**One mechanism, three regimes.** All three works are variants of a single
design: mix the fed-back state with an anchor derived from the un-looped
computation. Lys et al.'s inference-time moving average η·h⁽⁰⁾+(1−η)·h⁽ᵗ⁾ is
an untrained anchor-mixing coefficient; our (1−α)e + α·ŝ + MLP([e;ŝ]) is its
trained analogue (fixed mix + learned correction); McLeish et al.'s
concatenated input injection is the fully learned limit, trained end-to-end.
The anchor coefficient is the stability dial of frozen-band looping: Lys
et al.'s naive-looping collapse is the zero-anchor (α→1) limit, their
regularization gains are the untrained anchored regime, and our 12B failure
at the 2B-tuned α=0.3 — with the untrained-substrate arm showing the damage
is pre-training-of-the-adapter — is the same dial mis-set at a new scale.
Stability of retrofitted recurrence appears to be governed by how strongly
the loop is anchored, across all three training budgets.
**One mechanism, three regimes.** All three works mix the fed-back state
with an anchor from the un-looped computation. Lys et al.'s moving average
η·h⁽⁰⁾+(1−η)·h⁽ᵗ⁾ is an untrained anchor coefficient; our
(1−α)e + α·ŝ + MLP is its trained analogue; McLeish et al.'s input injection
is the fully-learned limit. The 12B episode closes the loop on this
unification: the coefficient is the stability dial, naive looping is its
α→1 collapse limit, and our scale failure + state-dependent fix show the
dial must itself become a function of the state as models grow. Our stacking
results add a caution for the whole family: if retrofitted recurrence
content is amortizable (§3.3), some of the family's gains may be
reproducible by distillation without inference-time recurrence — a control
neither bracket paper runs.
Earlier lineage: Universal Transformers (adaptive depth); DEQ (fixed-point
inference); Huginn (arXiv:2502.05171) — prelude/core/coda from scratch;
Mixture-of-Recursions (arXiv:2507.10524) — learned per-token depth; Relaxed
Recursive Transformers (arXiv:2410.20672) — uptrained tied layers; Coconut —
latent CoT; pause tokens (Goyal et al.) — token-space silent compute, whose
trained-adapter variant proved a near-match for our loop on MBPP (§3.2).
Earlier lineage: Universal Transformers; DEQ; Huginn (2502.05171);
Mixture-of-Recursions (2507.10524); Relaxed Recursive Transformers
(2410.20672); Coconut; pause tokens (Goyal et al.) — whose trained variant
proved a genuine rival, not a strawman (§3.2, §3.5).
What remains distinct here: **interpretability-derived loop placement with
causal validation** (answering McLeish et al.'s open problem); **a 1.6M-param
trained merge on a fully frozen base** (between Lys et al.'s free end and
McLeish et al.'s full-retraining end, and the only one of the three where
the base model is provably untouched); **prompt-only latent planning with
bit-exact KV-cache write-in and zero decode cost**; **the attribution
ladder** (untrained / weights / pause / loop / explicit plan) — neither
bracket paper runs compute-matched token-space controls; and **difficulty-
adaptive depth via the STaR-label gate**, named as future work in both.
What remains distinct here: interpretability-derived placement with causal
validation; a fully frozen base with bit-exact k=0 and zero-decode-cost KV
write-in; the complete attribution ladder including compute-matched
token-space baselines and stacking tests; the width/depth task law; and the
amortizability finding itself.
## 5. Limitations
One base model family at 2B-effective scale (12B replication in progress);
two task families. **Location specificity is not yet ablated**: a
pre-registered control looping shifted/early/late/width-matched bands with
identical adapter and curriculum is queued; until it lands, the results are
formally consistent with "any wide mid-depth band works", and the lens claim
rests on discovery convenience plus mechanism verification. Hard buckets are
small (n=55 greedy / n=33 sampled) with seed spread of ±6 items; sampled
relabeling shows 97% agreement with greedy labels, and intervals accompany
all bucket cells in the final tables. The MBPP attribution grid lacks a
pause-token arm and a plan-distillation baseline (both queued) — the GSM8K
grid has the former. Easy-item perturbation tax is not eliminated (gate
preserves easy items but probe precision is 19%). Visible planning remains
stronger on absolute accuracy — the claim is cost-and-latency-shaped.
**Mixed-task training regressed both tasks**, so the current recipe yields
per-task adapters, not one general silent-planning mode; the outlook's
"installed base" framing inherits this caveat until a gate-plus-multiple-
adapters (or interference-free training) configuration is shown. MBPP
likely overlaps the base model's pretraining data; both arms share any
contamination, and memorized items land in the easy bucket, so the hard
bucket if anything over-represents genuinely novel problems — but bucket
composition is contamination-sensitive. Sensitivity to α=0.3 and band width
is unreported (the width-matched ablation arm partially addresses width).
Adapter-only training may underestimate the ceiling (band-LoRA "rung 2"
untested).
One model family (gemma-4), two scales, three task families. Hard buckets
are small (n=55/38/25); within-ladder orderings are not individually
significant, and only the pooled hard effect and the HumanEval overall gain
survive multiple-comparison scrutiny. Bucket membership derives from greedy
labeling runs (consensus-k0 robustness check moves numbers <2 points, but
both checks share the base model). Best-of-3/budget-CoT lack per-item logs
(no paired tests against them). The L23 exit arm and a third architecture
family were not run; LiveCodeBench (contamination-safe) was not run; rung-2
was not run at 12B. The easy-item perturbation tax persists wherever the
gate's precision fails. MBPP/GSM8K likely overlap pretraining data; both
arms share contamination, and memorized items land in the easy bucket, but
bucket composition is contamination-sensitive. The capability panel
(§3.8) is pending; until it lands, off-task effects of k>0 are unmeasured.
The Blocksworld-12B and GSM8K-12B failures mean the adaptive-α fix is
demonstrated on one task at one scale, not established as a general recipe.
## 6. Outlook
## 6. Conclusion
The retrofit recipe — lens-locate, anchor-merge, verifier-filtered
curriculum, gate — is scale-portable by construction: trainable mass is
independent of base size, and prompt-side loops are prefill-shaped, so their
economics *improve* with scale while serial CoT decode gets slower. The open
question that decides whether this is a curiosity or a method is whether the
effect survives scale (12B next; then a mid-size uptraining of the band
itself). If it does, "loopification" becomes a cheap post-training phase any
holder of a pretrained model can apply — a silent planning mode for the
installed base, with its latent reasoning legible to the same lens that
built it.
The experiment this program set out to run — *can an interpretability lens
tell you where to install recurrence in a frozen model, and does it work?* —
has a clean answer: yes, and the placement is causally load-bearing. The
more interesting answer is what the recurrence turned out to be: not a
reasoning engine, but a remarkably cheap way to make a frozen model amortize
its own planning into 0.03% of extra parameters, with a training-time loop
as scaffold and an inference-time loop that is optional once the content
exists. The practical recipe that survives all controls: lens-locate the
band; anchor-merge with a state-dependent coefficient; label difficulty by
STaR; distill plans if you have them, loop if you don't; gate by predicted
difficulty; keep k=0 as the exact base model. What it buys: the
plan-dependent slice at zero tokens and zero decode cost. What it does not
buy: overall accuracy beyond what matched-compute sampling already delivers.
Both halves of that sentence are the contribution.
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# Final statistics pass
## Headline numbers (Wilson 95% CIs)
- **MBPP loop s0 k=0 (base)**: overall 0.518 [0.474, 0.561] (n=500); hard 0.055 [0.019, 0.149] (n=55)
- **MBPP loop s0 k=2**: overall 0.530 [0.486, 0.573] (n=500); hard 0.309 [0.203, 0.440] (n=55)
- **MBPP loop s0 k=4**: overall 0.536 [0.492, 0.579] (n=500); hard 0.436 [0.314, 0.567] (n=55)
- **MBPP distill s1 k=1 (FF)**: overall 0.544 [0.500, 0.587] (n=500); hard 0.418 [0.297, 0.550] (n=55)
- **MBPP pause16 k=1**: overall 0.552 [0.508, 0.595] (n=500); hard 0.364 [0.249, 0.496] (n=55)
- **MBPP stack-train k=4**: overall 0.524 [0.480, 0.567] (n=500); hard 0.345 [0.234, 0.477] (n=55)
- **MBPP distill-in-loopmode k=2**: overall 0.458 [0.415, 0.502] (n=500); hard 0.200 [0.116, 0.324] (n=55)
- **Rust transfer k=0**: overall 0.591 [0.512, 0.665] (n=154); hard 0.080 [0.022, 0.250] (n=25)
- **Rust transfer k=4**: overall 0.552 [0.473, 0.628] (n=154); hard 0.240 [0.115, 0.434] (n=25)
- **HumanEval loop k=4**: overall 0.665 [0.589, 0.732] (n=164); hard 0.316 [0.191, 0.475] (n=38)
- **HumanEval distill k=1**: overall 0.646 [0.571, 0.715] (n=164); hard 0.237 [0.130, 0.392] (n=38)
- **MBPP best-of-3 (compute-matched)**: overall 0.572 [0.528, 0.615] (n=500); hard 0.327 [0.218, 0.459] (n=55)
- **MBPP budget-CoT-50**: overall 0.538 [0.494, 0.581] (n=500); hard 0.400 [0.281, 0.532] (n=55)
- **MBPP distill, 8 runs (hard)**: mean 0.457 ± 0.046 sd (range 0.400-0.545); overall mean 0.555
- **MBPP loop seeds k=4 (hard)**: mean 0.375 ± 0.055 sd (n_seeds=5)
## McNemar exact tests (paired on items)
- loop k=4 vs k=0, overall: A-only 30, B-only 39, n=500, p=0.3356 (n.s.)
- loop k=4 vs k=0, hard: A-only 1, B-only 22, n=55, p=5.722e-06 (**significant**)
- distill k=1 vs loop k=4, overall: A-only 33, B-only 37, n=500, p=0.7202 (n.s.)
- distill k=1 vs loop k=4, hard: A-only 10, B-only 9, n=55, p=1 (n.s.)
- stack-train k=4 vs distill k=1, hard: A-only 10, B-only 6, n=55, p=0.4545 (n.s.)
- HumanEval loop k=4 vs k=0, overall: A-only 5, B-only 18, n=164, p=0.01062 (**significant**)
- HumanEval distill k=1 vs k=0, overall: A-only 7, B-only 17, n=164, p=0.06391 (n.s.)
- Rust loop k=4 vs k=0, overall: A-only 11, B-only 5, n=154, p=0.2101 (n.s.)
- Rust loop k=4 vs k=0, hard: A-only 0, B-only 4, n=25, p=0.125 (n.s.)
## Pooled hard bucket (MBPP + HumanEval + Rust)
Paired within-item k>0 vs k=0, counts pooled across benchmarks (loop arm; distill pooled where available).
- **loop**: base 5/118 -> loop 42/118 (0.042 -> 0.356, CI [0.275, 0.446]), McNemar p=1.46e-10
- **distill**: base 3/93 -> distill 32/93 (0.032 -> 0.344, CI [0.255, 0.445]), McNemar p=2.98e-08
## Label robustness (consensus-k0 hard set)
Hard bucket redefined as: labeled hard AND k=0 fails in every seed's own eval run (removes single-greedy-run selection noise).
- consensus hard set: 52 of 55 labeled-hard items
- MBPP loop s0 k=4: labeled-hard 0.436 -> consensus-hard 0.423 [0.299, 0.558] (n=52)
- MBPP distill s1 k=1 (FF): labeled-hard 0.418 -> consensus-hard 0.404 [0.282, 0.539] (n=52)
- MBPP stack-train k=4: labeled-hard 0.345 -> consensus-hard 0.346 [0.232, 0.482] (n=52)
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{
"0": {
"acc": 0.5,
"by_label": {
"easy": 0.9672131147540983,
"hard": 0.17857142857142858,
"drop": 0.02
}
},
"2": {
"acc": 0.504,
"by_label": {
"easy": 0.9098360655737705,
"hard": 0.35714285714285715,
"drop": 0.05
}
},
"4": {
"acc": 0.512,
"by_label": {
"easy": 0.9098360655737705,
"hard": 0.42857142857142855,
"drop": 0.05
}
}
}
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{
"0": {
"acc": 0.496,
"by_label": {
"easy": 0.9672131147540983,
"hard": 0.10714285714285714,
"drop": 0.03
}
},
"2": {
"acc": 0.516,
"by_label": {
"easy": 0.9344262295081968,
"hard": 0.39285714285714285,
"drop": 0.04
}
},
"4": {
"acc": 0.524,
"by_label": {
"easy": 0.9098360655737705,
"hard": 0.4642857142857143,
"drop": 0.07
}
}
}
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{
"MBPP loop s0 k=0 (base)": {
"overall": {
"acc": 0.518,
"n": 500,
"ci": [
0.474,
0.561
]
},
"hard": {
"acc": 0.05454545454545454,
"n": 55,
"ci": [
0.019,
0.149
]
}
},
"MBPP loop s0 k=2": {
"overall": {
"acc": 0.53,
"n": 500,
"ci": [
0.486,
0.573
]
},
"hard": {
"acc": 0.3090909090909091,
"n": 55,
"ci": [
0.203,
0.44
]
}
},
"MBPP loop s0 k=4": {
"overall": {
"acc": 0.536,
"n": 500,
"ci": [
0.492,
0.579
]
},
"hard": {
"acc": 0.43636363636363634,
"n": 55,
"ci": [
0.314,
0.567
]
}
},
"MBPP distill s1 k=1 (FF)": {
"overall": {
"acc": 0.544,
"n": 500,
"ci": [
0.5,
0.587
]
},
"hard": {
"acc": 0.41818181818181815,
"n": 55,
"ci": [
0.297,
0.55
]
}
},
"MBPP pause16 k=1": {
"overall": {
"acc": 0.552,
"n": 500,
"ci": [
0.508,
0.595
]
},
"hard": {
"acc": 0.36363636363636365,
"n": 55,
"ci": [
0.249,
0.496
]
}
},
"MBPP stack-train k=4": {
"overall": {
"acc": 0.524,
"n": 500,
"ci": [
0.48,
0.567
]
},
"hard": {
"acc": 0.34545454545454546,
"n": 55,
"ci": [
0.234,
0.477
]
}
},
"MBPP distill-in-loopmode k=2": {
"overall": {
"acc": 0.458,
"n": 500,
"ci": [
0.415,
0.502
]
},
"hard": {
"acc": 0.2,
"n": 55,
"ci": [
0.116,
0.324
]
}
},
"Rust transfer k=0": {
"overall": {
"acc": 0.5909090909090909,
"n": 154,
"ci": [
0.512,
0.665
]
},
"hard": {
"acc": 0.08,
"n": 25,
"ci": [
0.022,
0.25
]
}
},
"Rust transfer k=4": {
"overall": {
"acc": 0.551948051948052,
"n": 154,
"ci": [
0.473,
0.628
]
},
"hard": {
"acc": 0.24,
"n": 25,
"ci": [
0.115,
0.434
]
}
},
"HumanEval loop k=4": {
"overall": {
"acc": 0.6646341463414634,
"n": 164,
"ci": [
0.589,
0.732
]
},
"hard": {
"acc": 0.3157894736842105,
"n": 38,
"ci": [
0.191,
0.475
]
}
},
"HumanEval distill k=1": {
"overall": {
"acc": 0.6463414634146342,
"n": 164,
"ci": [
0.571,
0.715
]
},
"hard": {
"acc": 0.23684210526315788,
"n": 38,
"ci": [
0.13,
0.392
]
}
},
"MBPP best-of-3 (compute-matched)": {
"overall": {
"acc": 0.572,
"n": 500,
"ci": [
0.528,
0.615
]
},
"hard": {
"acc": 0.32727272727272727,
"n": 55,
"ci": [
0.218,
0.459
]
}
},
"MBPP budget-CoT-50": {
"overall": {
"acc": 0.538,
"n": 500,
"ci": [
0.494,
0.581
]
},
"hard": {
"acc": 0.4,
"n": 55,
"ci": [
0.281,
0.532
]
}
},
"distill_seed_spread": {
"hard": [
0.4909090909090909,
0.41818181818181815,
0.5454545454545454,
0.43636363636363634,
0.45454545454545453,
0.4727272727272727,
0.43636363636363634,
0.4
],
"overall": [
0.55,
0.544,
0.562,
0.546,
0.566,
0.562,
0.564,
0.55
]
},
"loop_seed_spread_hard": [
0.43636363636363634,
0.41818181818181815,
0.3090909090909091,
0.32727272727272727,
0.38181818181818183
],
"mcnemar": {
"loop k=4 vs k=0, overall": {
"n": 500,
"a_only": 30,
"b_only": 39,
"p": 0.33555761823401514
},
"loop k=4 vs k=0, hard": {
"n": 55,
"a_only": 1,
"b_only": 22,
"p": 5.7220458984375e-06
},
"distill k=1 vs loop k=4, overall": {
"n": 500,
"a_only": 33,
"b_only": 37,
"p": 0.7202027723528613
},
"distill k=1 vs loop k=4, hard": {
"n": 55,
"a_only": 10,
"b_only": 9,
"p": 1.0
},
"stack-train k=4 vs distill k=1, hard": {
"n": 55,
"a_only": 10,
"b_only": 6,
"p": 0.454498291015625
},
"HumanEval loop k=4 vs k=0, overall": {
"n": 164,
"a_only": 5,
"b_only": 18,
"p": 0.010622024536132812
},
"HumanEval distill k=1 vs k=0, overall": {
"n": 164,
"a_only": 7,
"b_only": 17,
"p": 0.06391465663909912
},
"Rust loop k=4 vs k=0, overall": {
"n": 154,
"a_only": 11,
"b_only": 5,
"p": 0.210113525390625
},
"Rust loop k=4 vs k=0, hard": {
"n": 25,
"a_only": 0,
"b_only": 4,
"p": 0.125
}
},
"pooled_hard_loop": {
"base": 5,
"arm": 42,
"n": 118,
"mcnemar": {
"n": 118,
"a_only": 1,
"b_only": 38,
"p": 1.4551915228366852e-10
}
},
"pooled_hard_distill": {
"base": 3,
"arm": 32,
"n": 93,
"mcnemar": {
"n": 93,
"a_only": 1,
"b_only": 30,
"p": 2.9802322387695312e-08
}
},
"consensus_hard": {
"MBPP loop s0 k=4": {
"acc": 0.4230769230769231,
"n": 52,
"ci": [
0.299,
0.558
]
},
"MBPP distill s1 k=1 (FF)": {
"acc": 0.40384615384615385,
"n": 52,
"ci": [
0.282,
0.539
]
},
"MBPP stack-train k=4": {
"acc": 0.34615384615384615,
"n": 52,
"ci": [
0.232,
0.482
]
}
}
}
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"""Final paper figures (CPU only), regenerated from consolidated results.
fig_placement.png : band-entrance cliff + structural nulls
fig_ladder.png : MBPP-E2B attribution ladder, hard bucket, Wilson CIs
fig_scale.png : cross-scale / cross-task attribution grid
fig_transfer.png : substrate transfer panel (HumanEval / Rust / BW)
"""
import json
import math
from pathlib import Path
import matplotlib
matplotlib.use("Agg")
import matplotlib.pyplot as plt
ROOT = Path(__file__).resolve().parent.parent
OUT = ROOT / "results-loop"
BLUE, GREEN, ORANGE, GRAY, RED = ("#2b6cb0", "#2f855a", "#dd6b20",
"#8a8f98", "#c53030")
def wilson(c, n, z=1.96):
p = c / n
d = 1 + z * z / n
ctr = (p + z * z / (2 * n)) / d
hw = z * math.sqrt(p * (1 - p) / n + z * z / (4 * n * n)) / d
return ctr - hw, ctr + hw
def ev(path, k):
d = json.load(open(path))
v = d["ks"][str(k)]
return v["acc"], v["by_label"].get("hard", float("nan"))
def best_hard(path, exclude0=True):
d = json.load(open(path))
items = [(int(k), v) for k, v in d["ks"].items()
if not (exclude0 and k == "0")]
k, v = max(items, key=lambda kv: kv[1]["by_label"].get("hard", 0))
return k, v["acc"], v["by_label"].get("hard", 0)
def style(ax):
ax.grid(True, color="#e8e8e8", lw=0.7)
ax.set_axisbelow(True)
for s in ("top", "right"):
ax.spines[s].set_visible(False)
# ---------------- fig 1: placement ----------------
def fig_placement():
entr = [] # (entrance_layer, overall@bestk, hard@bestk)
for lo in (9, 11, 12, 13, 14):
f = ROOT / f"results-band-{lo}_30" / f"eval_code_band_{lo}_30.json"
if lo == 14:
f = OUT / "eval_code_code_s0_full.json"
k, a, h = best_hard(f)
entr.append((lo, a, h))
base_a, base_h = ev(OUT / "eval_code_code_s0_full.json", 0)
fig, ax = plt.subplots(figsize=(6.4, 4.2))
style(ax)
xs = [e[0] for e in entr]
ax.plot(xs, [e[2] for e in entr], "-s", color=BLUE, lw=2, ms=6,
label="hard bucket (best k)")
ax.plot(xs, [e[1] for e in entr], "-o", color=GRAY, lw=2, ms=5,
label="overall (same k)")
ax.axhline(base_h, color=BLUE, lw=1, ls=":", alpha=0.6)
ax.axhline(base_a, color=GRAY, lw=1, ls=":", alpha=0.6)
ax.annotate("base hard", (9.1, base_h + 0.012), fontsize=8, color=BLUE)
ax.annotate("base overall", (9.1, base_a + 0.012), fontsize=8, color=GRAY)
ax.axvspan(13.5, 14.5, color="#ebf4ff", zorder=0)
ax.annotate("lens-identified\nworkspace entrance", (13.55, 0.60),
fontsize=8, color=BLUE)
ax.set_xticks(xs)
ax.set_xlabel("loop entrance layer (exit fixed at L30)")
ax.set_ylabel("MBPP pass@1")
ax.set_title("Placement cliff: the retrofit works only at the "
"lens boundary (L14)", fontsize=11)
ax.legend(fontsize=8, frameon=False, loc="center left")
fig.text(0.13, 0.005,
"Entrances 17/24 (not shown): structurally null — KV sharing "
"makes k>0 bit-identical to k=0.", fontsize=7.5, color="#666")
fig.tight_layout(rect=(0, 0.03, 1, 1))
fig.savefig(OUT / "fig_placement.png", dpi=140, facecolor="white",
bbox_inches="tight")
print("wrote fig_placement.png")
# ---------------- fig 2: attribution ladder ----------------
def fig_ladder():
NH = 55
rows = [] # (label, hard_acc, n, color, note)
def add(label, h, n, color, note=""):
rows.append((label, h, n, color, note))
_, h0 = ev(OUT / "eval_code_code_s0_full.json", 0)
add("base (k=0, exact)", h0, NH, GRAY)
# untrained E2B control (250-item era, n_hard=28)
d = json.load(open(OUT / "eval_code_untrained.json"))
hu = max(v["by_label"]["hard"] for k, v in d["ks"].items() if k != "0")
add("untrained loop (best k)", hu, 28, GRAY)
d = json.load(open(OUT / "eval_code_ff.json"))
add("trained FF (no recurrence)", d["ks"]["1"]["by_label"]["hard"], 28,
ORANGE)
_, hp = ev(OUT / "eval_code_pause16.json", 1)
add("pause-16 registers (width)", hp, NH, ORANGE)
_, hl = ev(OUT / "eval_code_code_s0_full.json", 4)
add("loop k=4 (depth)", hl, NH, BLUE, "seed mean 0.375 ± 0.055")
d = json.load(open(OUT / "eval_rung2_s1.json"))
add("rung-2: + band LoRA (k=4)", d["4"]["by_label"]["hard"], 28, BLUE)
_, hd = ev(OUT / "eval_code_distill_s1.json", 1)
add("plan-distilled FF", hd, NH, GREEN, "8-run mean 0.457 ± 0.046")
d = json.load(open(OUT / "eval_budgetcot.json"))
add("budget-CoT (50 visible tok)", d["by_label"]["hard"], NH, "#805ad5")
d = json.load(open(OUT / "eval_bestof3.json"))
add("best-of-3 sampling (~matched FLOPs)", d["by_label"]["hard"], NH,
"#805ad5")
d = json.load(open(OUT / "eval_plan_baseline.json"))
add("explicit plan in context (ceiling)", d["by_label"]["hard"], NH,
"#1a202c")
fig, ax = plt.subplots(figsize=(7.4, 4.8))
style(ax)
ys = range(len(rows))[::-1]
for y, (label, h, n, color, note) in zip(ys, rows):
lo, hi = wilson(round(h * n), n)
ax.barh(y, h, color=color, height=0.62, alpha=0.88)
ax.plot([lo, hi], [y, y], color="#333", lw=1.2)
txt = f"{h:.2f}"
if note:
txt += f" ({note})"
ax.text(hi + 0.015, y, txt, va="center", fontsize=8)
ax.set_yticks(list(ys))
ax.set_yticklabels([r[0] for r in rows], fontsize=9)
ax.set_xlim(0, 1.02)
ax.set_xlabel("pass@1, MBPP hard bucket (plan-dependent items)")
ax.set_title("Attribution ladder: what closes the plan gap "
"(bars: point estimate, whiskers: Wilson 95%)", fontsize=11)
fig.tight_layout()
fig.savefig(OUT / "fig_ladder.png", dpi=140, facecolor="white",
bbox_inches="tight")
print("wrote fig_ladder.png")
# ---------------- fig 3: cross-scale grid ----------------
def fig_scale():
N2 = ROOT / "results-node2-final/results-12b"
N1 = ROOT / "results-node-final/results-12b"
panels = {
("MBPP", "E2B"): [
("base", *ev(OUT / "eval_code_code_s0_full.json", 0)),
("loop k=4", *ev(OUT / "eval_code_code_s0_full.json", 4)),
("adaptive k=4", *ev(OUT / "eval_code_e2b_adaptive.json", 4)),
("distill", *ev(OUT / "eval_code_distill_s1.json", 1)),
],
("MBPP", "12B"): [
("base", *ev(N1 / "eval_code_12b_trained.json", 0)),
("loop k=4 (α=.3)", *ev(N1 / "eval_code_12b_trained.json", 4)),
("adaptive k=4", *ev(N2 / "eval_code_12b_adaptive.json", 4)),
("distill", *ev(OUT / "eval_code_12b_distill.json", 1)),
],
("GSM8K", "E2B"): [
("base", *ev(OUT / "eval_uni.json", 0)),
("loop k=2", *ev(OUT / "eval_uni.json", 2)),
("adaptive k=2", *ev(OUT / "eval_gsm_e2b_adaptive.json", 2)),
("distill", *ev(OUT / "eval_gsm_distill_retry.json", 1)),
],
("GSM8K", "12B"): [
("base", *ev(N1 / "eval_12b_gsm_loop.json", 0)),
("loop k=2 (α=.3)", *ev(N1 / "eval_12b_gsm_loop.json", 2)),
("adaptive k=2", *ev(OUT / "eval_12b_gsm_adaptive.json", 2)),
("distill*", *ev(OUT / "eval_12b_gsm_distill.json", 1)),
],
}
fig, axes = plt.subplots(2, 2, figsize=(9.6, 6.6))
for ax, ((task, scale), arms) in zip(axes.flat, panels.items()):
if (task, scale) == ("GSM8K", "12B"):
ax.annotate("*training collapse (0.00)", (3, 0.03), fontsize=7.5,
ha="center", color=RED)
style(ax)
x = range(len(arms))
ax.bar([i - 0.19 for i in x], [a[1] for a in arms], width=0.36,
color=GRAY, alpha=0.85, label="overall")
ax.bar([i + 0.19 for i in x], [a[2] for a in arms], width=0.36,
color=BLUE, alpha=0.85, label="hard")
ax.axhline(arms[0][1], color=GRAY, lw=1, ls=":")
ax.set_xticks(list(x))
ax.set_xticklabels([a[0] for a in arms], fontsize=8)
ax.set_title(f"{task} · {scale}", fontsize=10)
ax.set_ylim(0, 1.0)
if ax is axes.flat[0]:
ax.legend(fontsize=8, frameon=False)
fig.suptitle("Cross-scale attribution: constant-α destroys the 12B "
"substrate; state-dependent α restores it (MBPP) but not "
"everywhere", fontsize=11.5)
fig.tight_layout(rect=(0, 0, 1, 0.96))
fig.savefig(OUT / "fig_scale.png", dpi=140, facecolor="white",
bbox_inches="tight")
print("wrote fig_scale.png")
# ---------------- fig 4: transfer panel ----------------
def fig_transfer():
def he_hard(path, k):
d = json.load(open(OUT / path))
return d["ks"][str(k)]["acc"], d["ks"][str(k)]["hard_acc"]
groups = [
("HumanEval\n(MBPP-trained)", [
("base", *he_hard("eval_humaneval_trained.json", 0)),
("loop k=4", *he_hard("eval_humaneval_trained.json", 4)),
("distill", *he_hard("eval_humaneval_distill_transfer.json", 1)),
]),
("Rust / MultiPL-E\n(Python-trained)", [
("base", *ev(OUT / "eval_rust_py_transfer.json", 0)),
("loop k=4", *ev(OUT / "eval_rust_py_transfer.json", 4)),
]),
]
fig, axes = plt.subplots(1, 2, figsize=(7.6, 3.8))
for ax, (title, arms) in zip(axes, groups):
style(ax)
x = range(len(arms))
ax.bar([i - 0.19 for i in x], [a[1] for a in arms], width=0.36,
color=GRAY, alpha=0.85, label="overall")
ax.bar([i + 0.19 for i in x],
[a[2] if a[2] is not None else 0 for a in arms],
width=0.36, color=BLUE, alpha=0.85, label="hard")
ax.set_xticks(list(x))
ax.set_xticklabels([a[0] for a in arms], fontsize=8.5)
ax.set_title(title, fontsize=9.5)
ax.set_ylim(0, 1.0)
axes[0].legend(fontsize=8, frameon=False)
fig.suptitle("Transfer: the implant moves with the substrate, "
"not the task", fontsize=11.5)
fig.tight_layout(rect=(0, 0, 1, 0.94))
fig.savefig(OUT / "fig_transfer.png", dpi=140, facecolor="white",
bbox_inches="tight")
print("wrote fig_transfer.png")
if __name__ == "__main__":
fig_placement()
fig_ladder()
fig_scale()
fig_transfer()
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"""Final statistics pass over all eval per_item logs (CPU only).
Produces results-loop/STATS.md + stats_final.json:
1. Wilson 95% CIs for every headline number (overall + hard bucket).
2. Exact McNemar tests for the key paired comparisons (same items).
3. Pooled hard bucket across MBPP + HumanEval + Rust (paired k>0 vs k0
within each item, pooled counts).
4. Label-robustness check: hard bucket redefined via consensus k0
failure across seeds instead of the single greedy labeling run.
"""
import json
import math
from pathlib import Path
OUT = Path(__file__).resolve().parent.parent / "results-loop"
def wilson(c, n, z=1.96):
if n == 0:
return (float("nan"), float("nan"))
p = c / n
d = 1 + z * z / n
ctr = (p + z * z / (2 * n)) / d
hw = z * math.sqrt(p * (1 - p) / n + z * z / (4 * n * n)) / d
return (ctr - hw, ctr + hw)
def binom_two_sided(k, n):
"""Exact two-sided binomial test p-value, p0=0.5 (for McNemar)."""
if n == 0:
return 1.0
def pmf(i):
return math.comb(n, i) * 0.5 ** n
pk = pmf(k)
return min(1.0, sum(pmf(i) for i in range(n + 1) if pmf(i) <= pk + 1e-12))
def mcnemar(pairs):
"""pairs: list of (a_ok, b_ok). Returns dict with discordants + p."""
b01 = sum(1 for a, b in pairs if not a and b) # b wins
b10 = sum(1 for a, b in pairs if a and not b) # a wins
return {"n": len(pairs), "a_only": b10, "b_only": b01,
"p": binom_two_sided(min(b01, b10), b01 + b10)}
def load_labels(path, key, lab_key="label"):
data = json.load(open(OUT / path))
return {it[key]: it[lab_key] for it in data
if it.get("split", "test") == "test"}
def per_item(fname, k):
d = json.load(open(OUT / fname))
v = d["ks"][str(k)]
key = "task_id" if "task_id" in v["per_item"][0] else "idx"
return {it[key]: it["ok"] for it in v["per_item"]}
def acc_ci(ok_map, subset=None):
ids = [i for i in ok_map if subset is None or i in subset]
c = sum(ok_map[i] for i in ids)
lo, hi = wilson(c, len(ids))
return {"acc": c / len(ids) if ids else float("nan"), "n": len(ids),
"ci": [round(lo, 3), round(hi, 3)]}
def fmt(r):
return f"{r['acc']:.3f} [{r['ci'][0]:.3f}, {r['ci'][1]:.3f}] (n={r['n']})"
def main():
mbpp_lab = load_labels("mbpp_data.json", "task_id")
he_lab = {k: ("hard" if v else "easy") # plan-reachable flag; hard needs k0-fail
for k, v in json.load(open(OUT / "humaneval_labels.json")).items()}
rust_lab = load_labels("rust_data.json", "task_id")
mbpp_hard = {t for t, l in mbpp_lab.items() if l == "hard"}
rust_hard = {t for t, l in rust_lab.items() if l == "hard"}
report = {}
lines = ["# Final statistics pass", ""]
# ---------- 1. headline numbers with Wilson CIs ----------
lines += ["## Headline numbers (Wilson 95% CIs)", ""]
ARMS = [
# (label, file, k, hard-subset)
("MBPP loop s0 k=0 (base)", "eval_code_code_s0_full.json", 0, mbpp_hard),
("MBPP loop s0 k=2", "eval_code_code_s0_full.json", 2, mbpp_hard),
("MBPP loop s0 k=4", "eval_code_code_s0_full.json", 4, mbpp_hard),
("MBPP distill s1 k=1 (FF)", "eval_code_distill_s1.json", 1, mbpp_hard),
("MBPP pause16 k=1", "eval_code_pause16.json", 1, mbpp_hard),
("MBPP stack-train k=4", "eval_code_stack_train.json", 4, mbpp_hard),
("MBPP distill-in-loopmode k=2", "eval_code_distill_loopmode.json", 2, mbpp_hard),
("Rust transfer k=0", "eval_rust_py_transfer.json", 0, rust_hard),
("Rust transfer k=4", "eval_rust_py_transfer.json", 4, rust_hard),
]
arm_maps = {}
for label, f, k, hard in ARMS:
m = per_item(f, k)
arm_maps[label] = (m, hard)
o, h = acc_ci(m), acc_ci(m, hard)
report[label] = {"overall": o, "hard": h}
lines.append(f"- **{label}**: overall {fmt(o)}; hard {fmt(h)}")
# HumanEval: hard = plan-reachable AND k0-fail (per its eval definition)
he_tr0 = per_item("eval_humaneval_trained.json", 0)
he_hard = {t for t in he_tr0 if he_lab.get(t) == "hard" and not he_tr0[t]}
for label, f, k in [("HumanEval loop k=4", "eval_humaneval_trained.json", 4),
("HumanEval distill k=1", "eval_humaneval_distill_transfer.json", 1)]:
m = per_item(f, k)
o, h = acc_ci(m), acc_ci(m, he_hard)
arm_maps[label] = (m, he_hard)
report[label] = {"overall": o, "hard": h}
lines.append(f"- **{label}**: overall {fmt(o)}; hard {fmt(h)}")
# best-of-3 / budget-CoT (no per_item; CI from counts)
for label, f in [("MBPP best-of-3 (compute-matched)", "eval_bestof3.json"),
("MBPP budget-CoT-50", "eval_budgetcot.json")]:
d = json.load(open(OUT / f))
n, nh = 500, len(mbpp_hard)
o = {"acc": d["acc"], "n": n,
"ci": [round(x, 3) for x in wilson(round(d["acc"] * n), n)]}
hacc = d["by_label"]["hard"]
h = {"acc": hacc, "n": nh,
"ci": [round(x, 3) for x in wilson(round(hacc * nh), nh)]}
report[label] = {"overall": o, "hard": h}
lines.append(f"- **{label}**: overall {fmt(o)}; hard {fmt(h)}")
# distill seed spread
hs, os_ = [], []
files = ["eval_code_code_distill.json"] + [
f"eval_code_distill_s{s}.json" for s in range(1, 8)]
for f in files:
try:
m = per_item(f, 1)
except FileNotFoundError:
continue
hs.append(acc_ci(m, mbpp_hard)["acc"])
os_.append(acc_ci(m)["acc"])
mean = sum(hs) / len(hs)
sd = (sum((x - mean) ** 2 for x in hs) / (len(hs) - 1)) ** 0.5
lines.append(f"- **MBPP distill, {len(hs)} runs (hard)**: mean {mean:.3f} "
f"± {sd:.3f} sd (range {min(hs):.3f}-{max(hs):.3f}); "
f"overall mean {sum(os_)/len(os_):.3f}")
report["distill_seed_spread"] = {"hard": hs, "overall": os_}
# loop seed spread (s0..s4 k=4)
lh = []
for tag in ["s0_full", "s1", "s2", "s3", "s4"]:
try:
m = per_item(f"eval_code_code_{tag}.json", 4)
lh.append(acc_ci(m, mbpp_hard)["acc"])
except (FileNotFoundError, KeyError):
pass
if lh:
mean = sum(lh) / len(lh)
sd = (sum((x - mean) ** 2 for x in lh) / max(1, len(lh) - 1)) ** 0.5
lines.append(f"- **MBPP loop seeds k=4 (hard)**: mean {mean:.3f} "
f"± {sd:.3f} sd (n_seeds={len(lh)})")
report["loop_seed_spread_hard"] = lh
# ---------- 2. McNemar paired tests ----------
lines += ["", "## McNemar exact tests (paired on items)", ""]
def pair(m_a, m_b, subset=None):
ids = [i for i in m_a if i in m_b
and (subset is None or i in subset)]
return [(m_a[i], m_b[i]) for i in ids]
loop0, _ = arm_maps["MBPP loop s0 k=0 (base)"]
loop4, _ = arm_maps["MBPP loop s0 k=4"]
dist1, _ = arm_maps["MBPP distill s1 k=1 (FF)"]
stack4, _ = arm_maps["MBPP stack-train k=4"]
TESTS = [
("loop k=4 vs k=0, overall", loop0, loop4, None),
("loop k=4 vs k=0, hard", loop0, loop4, mbpp_hard),
("distill k=1 vs loop k=4, overall", loop4, dist1, None),
("distill k=1 vs loop k=4, hard", loop4, dist1, mbpp_hard),
("stack-train k=4 vs distill k=1, hard", dist1, stack4, mbpp_hard),
("HumanEval loop k=4 vs k=0, overall", he_tr0,
arm_maps["HumanEval loop k=4"][0], None),
("HumanEval distill k=1 vs k=0, overall", he_tr0,
arm_maps["HumanEval distill k=1"][0], None),
]
rust0 = arm_maps["Rust transfer k=0"][0]
rust4 = arm_maps["Rust transfer k=4"][0]
TESTS += [("Rust loop k=4 vs k=0, overall", rust0, rust4, None),
("Rust loop k=4 vs k=0, hard", rust0, rust4, rust_hard)]
report["mcnemar"] = {}
for name, a, b, subset in TESTS:
r = mcnemar(pair(a, b, subset))
report["mcnemar"][name] = r
sig = "**significant**" if r["p"] < 0.05 else "n.s."
lines.append(f"- {name}: A-only {r['a_only']}, B-only {r['b_only']}, "
f"n={r['n']}, p={r['p']:.4g} ({sig})")
# ---------- 3. pooled hard bucket across benchmarks ----------
lines += ["", "## Pooled hard bucket (MBPP + HumanEval + Rust)",
"", "Paired within-item k>0 vs k=0, counts pooled across "
"benchmarks (loop arm; distill pooled where available).", ""]
pooled_loop = (pair(loop0, loop4, mbpp_hard)
+ pair(he_tr0, arm_maps["HumanEval loop k=4"][0], he_hard)
+ pair(rust0, rust4, rust_hard))
r = mcnemar(pooled_loop)
c_base = sum(a for a, _ in pooled_loop)
c_loop = sum(b for _, b in pooled_loop)
n = len(pooled_loop)
lines.append(f"- **loop**: base {c_base}/{n} -> loop {c_loop}/{n} "
f"({c_base/n:.3f} -> {c_loop/n:.3f}, CI "
f"{[round(x,3) for x in wilson(c_loop, n)]}), "
f"McNemar p={r['p']:.3g}")
report["pooled_hard_loop"] = {"base": c_base, "arm": c_loop, "n": n,
"mcnemar": r}
pooled_dist = (pair(loop0, dist1, mbpp_hard)
+ pair(he_tr0, arm_maps["HumanEval distill k=1"][0], he_hard))
r = mcnemar(pooled_dist)
c_base = sum(a for a, _ in pooled_dist)
c_d = sum(b for _, b in pooled_dist)
n = len(pooled_dist)
lines.append(f"- **distill**: base {c_base}/{n} -> distill {c_d}/{n} "
f"({c_base/n:.3f} -> {c_d/n:.3f}, CI "
f"{[round(x,3) for x in wilson(c_d, n)]}), "
f"McNemar p={r['p']:.3g}")
report["pooled_hard_distill"] = {"base": c_base, "arm": c_d, "n": n,
"mcnemar": r}
# ---------- 4. label robustness: consensus-k0 hard set ----------
lines += ["", "## Label robustness (consensus-k0 hard set)", "",
"Hard bucket redefined as: labeled hard AND k=0 fails in "
"every seed's own eval run (removes single-greedy-run "
"selection noise).", ""]
k0maps = []
for tag in ["s0_full", "s1", "s2", "s3", "s4"]:
try:
k0maps.append(per_item(f"eval_code_code_{tag}.json", 0))
except (FileNotFoundError, KeyError):
pass
consensus = {t for t in mbpp_hard
if all(not m.get(t, False) for m in k0maps)}
lines.append(f"- consensus hard set: {len(consensus)} of "
f"{len(mbpp_hard)} labeled-hard items")
for label in ["MBPP loop s0 k=4", "MBPP distill s1 k=1 (FF)",
"MBPP stack-train k=4"]:
m, _ = arm_maps[label]
r0 = acc_ci(m, mbpp_hard)
rc = acc_ci(m, consensus)
lines.append(f"- {label}: labeled-hard {r0['acc']:.3f} -> "
f"consensus-hard {fmt(rc)}")
report.setdefault("consensus_hard", {})[label] = rc
(OUT / "STATS.md").write_text("\n".join(lines) + "\n")
json.dump(report, open(OUT / "stats_final.json", "w"), indent=1)
print("\n".join(lines))
print("\nwrote", OUT / "STATS.md", "and stats_final.json")
if __name__ == "__main__":
main()